IRA Consulting

Maintaining compliance with IRA rules and regulations is critical. If the rules are not followed, your financial organization could face substantial IRS penalties, and worse yet, lose clients. Ascensus consulting services give you immediate access to accredited industry professionals who do the analysis for you and help you stay in compliance.

Consulting Services for

  • Traditional and Roth IRAs
  • IRA-based SEP and SIMPLE small business retirement plans
  • Health savings accounts (HSAs)
  • Coverdell education savings accounts (ESAs)
  • Employer-sponsored retirement plans

What do you get?

  • If you’re looking for a quick answer, you get it.
  • If you want a document compliance review, you get it.
  • If you want an on-site compliance audit, you get it.
  • If you’d like to engage an IRA expert for a business project or a customized training, you get it.

Call 800-346-3860, option 2, suboption 1, for more information on Ascensus IRA Consulting services.

800 Consulting

Our 800 Consulting experts analyze IRS rules for you, helping your organization stay in compliance. Speaking one-on-one with one of our knowledgeable consultants, you’ll get easy-to-understand answers quickly—taking the fear out of assisting clients with tough IRA questions.

Our consultants are highly educated on Traditional and Roth IRAs, SEP plans, SIMPLE IRA plans, Coverdell ESAs, HSAs, and employer-sponsored retirement plans.

With 800 Consulting, you get:

  • Immediate answers to your retirement and savings compliance questions
  • Unlimited access to our accredited industry experts
  • The Link online newsletter that keeps you up to date on the latest industry developments
  • Alert emails with critical industry news
  • Call reports to help monitor usage and identify your training needs

Call 800-346-3860, option 2, suboption 1, to learn more.

Existing clients can call 800-346-3860, option 1 to talk with a consultant.

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Professional at his desk getting compliance questions answered by an experienced consultant.

Fee-for-Service Engagements

IRA programs are complex. We know your organization may require something more than our standard product offering. Our fee-for-service engagements are led by our experienced consultants and allow you to customize our services to meet your needs.

Whether you need us for one hour or for an entire project, our experts can help you with the following:

  • Training and compliance solutions
  • Subject matter expertise
  • Content review
  • Marketing strategies
  • Special seminars
  • Techniques pertaining to rollover acquisitions and asset retention
  • Featured speakers for product rollouts and annual sales conferences

Call 800-346-3860, option 2, suboption 1 for more information.

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Our Fee-for-Service Engagements are led by our experienced consultants and allow you to customize our services to meet your needs.

Advanced Sales Call Center

Growing your IRA business means staying on top of industry trends, rules, and regulations. Save valuable time on research and analysis by talking to one of our accredited consultants.

Discuss retirement and savings plan business development strategies with our Advanced Sales Call Center (ASCC) experts. From plan comparisons to capturing rollover assets, we’ll help you explore ideas and overcome obstacles to create solutions for specific client situations.

ASCC consultants can assist with Traditional and Roth IRAs, SEP plans, SIMPLE IRA plans, Coverdell ESAs, HSAs, and employer-sponsored retirement plans.

With the Advanced Sales Call Center, you’ll get:

  • Technical and sales support from accredited industry professionals
  • Latest retirement and savings plan industry trends
  • New rules and regulations
  • Strategic solutions to specific retirement and savings plan circumstances
  • Retirement income planning and rollover strategies
  • Asset acquisition and retention strategies
  • Alert emails with critical industry news

Call 800-346-3860, option 2, suboption 1, to learn more.

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A professional is ready to discuss complex retirement strategies with her clients after talking with our advanced consultants.

IRA Compliance Reviews

Coming up short on an IRS audit can cost you. An onsite Compliance Review by one of our expert consultants is a quick way to provide you with valuable peace of mind. We will review your retirement and savings plan documents and compliance and operational procedures so you can feel confident should you ever face an IRS audit.

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Our compliance reviews can help you discover errors in your IRA program - before the IRS does.

Compliance & Technical Document Reviews

Do you know how new legislation and IRS guidance affects your IRA forms and documents?

A Compliance & Technical Document Review by one of our expert consultants is a quick way for you to make sure that your retirement and savings plan documents are current and compliant.

Our knowledgeable consults can review your document language and modify your Ascensus forms and documents to tailor them to your operations, systems, distribution channels, and investment products.

Call 800-346-3860, option 2, suboption 1 for more information.

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Our document reviews can help ensure you remain up to date and in compliance.

Nonbank Trustee Powers Submission Service

Our experts can guide you through the complex and time-consuming process to request and receive nonbank trust powers from the IRS. We will:

  • evaluate your ability to obtain nonbank trustee or custodian powers,
  • prepare and submit nonbank trustee or custodian applications to the IRS on your behalf, and
  • take you through the examiner process to receive approval for your nonbank trustee or custodian powers.

Call 800-346-3860, option 2, suboption 1, for more information.

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A professional is guided through a complex process with one of our legal experts at the convenience of her office.